Broker Check

Call Us: (704) 508-4949



We believe our teamwork approach adds a broader perspective to all we do and provides increased benefits to our clients.

Our team of financial professionals can help you address:

  • Financial Planning
  • Investing principles and strategies
  • Retirement investing and distribution strategies
  • Estate conservation issues
  • Risk management

We also can answer your questions, including:

  • Can I retire early?
  • Are my investments working hard enough?
  • What’s the best approach for college savings?
  • What are the elements of a sound estate strategy?
  • Do I have enough life insurance for my family?

With nearly 100 years of combined experience, our professionals have helped many people just like you with similar issues and concerns. We specialize in creating an approach that is designed to address your individual situation.

Ted has nearly 30 years of investment experience in developing, implementing and managing financial plans for individuals as well as small businesses. Ted is an Accredited Investment Fiduciary®.

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Bill has been in the financial services industry for 40 years with most of those years spent at Fleet Investment Services and Bank of America/Merrill Lynch. In 2009, Bill joined Sovereign Investment Group.

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Penny has more than 25 years of financial services industry experience with most years spent with Bank of America/Merrill Lynch working in the consumer bank and investment division, including compliance management.

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Colby joined Sovereign Investment Group in July of 2015. Colby has more than ten years of experience in the financial services industry spanning retail, operations, software support, business development and relationship management....

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